SEC Form 4/A · accession 0001567619-18-001150
AeroVironment Inc · AVAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Edward R Muller
Director
Period of report
Jun 30, 2017
Accepted (ET)
Aug 14, 2018 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 30, 2017 | A | 2,879 | $0.00 | A | 15,233 | D | |
| Common StockF3 | holding | — | — | — | 810 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 6,640 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Awards vest in 3 equal installments on each of July 11, 2018, 2019 and 2020.
- F2This amendment is being filed to correct a clerical error in the original reporting of the amount of securities beneficially owned by Mr. Muller directly, which was also erroneously reported on three Forms 4 subsequently filed on July 14, 2017, July 3, 2018, and July 20, 2018.
- F3Shares are held by the Edward R. Muller IRA, of which Mr. Muller has sole power of disposition.
- F4Shares are held by the Edward R. Muller and Patricia E. Bauer 1991 Family Trust, of which Mr. Muller is a trustee. Mr. Muller disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.