SEC Form 4 · accession 0001140361-18-033225
AeroVironment Inc · AVAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arnold L Fishman
Director
Period of report
Jul 19, 2018
Accepted (ET)
Jul 23, 2018 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 19, 2018 | M | 2,000 | $32.19 | A | 15,868 | D | |
| Common StockF1 | holding | — | — | — | 298,322 | I | See footnote | |
| Common StockF2 | holding | — | — | — | 6,500 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF3 | $32.19 | Jul 19, 2018 | M | 2,000 | D | — | Jul 30, 2018 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Held by the Arnold Fishman Revocable Trust of which Mr. Fishman is the trustee. Mr. Fishman disclaims beneficial ownership of any securities in which he doesn't have a pecuniary interest
- F2Shares held in the name of Judy Fishman, spouse of Mr. Fishman.
- F3The options vested in five equal annual installments beginning July 30, 2009, all of which have now been exercised.