SEC Form 4 · accession 0001140361-18-031334
AeroVironment Inc · AVAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward R Muller
Director
Period of report
Jun 29, 2018
Accepted (ET)
Jul 3, 2018 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 29, 2018 | A | 1,539 | $0.00 | A | 21,378 | D | |
| Common StockF2 | holding | — | — | — | 9,484 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 801 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Awards vest in 3 equal installments on each of July 11, 2019, 2020 and 2021.
- F2Shares are held by the Edward R. Muller and Patricia E. Bauer 1991 Family Trust, of which Mr. Muller is one of the trustees. Mr. Muller disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.
- F3Shares are held by the Edward R. Muller IRA of which Mr. Muller has sole power of disposition.