SEC Form 4 · accession 0001140361-18-002186
AeroVironment Inc · AVAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arnold L Fishman
Director
Period of report
Dec 27, 2017
Accepted (ET)
Jan 17, 2018 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 27, 2017 | G | 3,044 | — | D | 12,329 | D | |
| Common StockF2 | holding | — | — | — | 298,322 | I | See footnote | |
| Common StockF3 | holding | — | — | — | 6,500 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Bona fide gift to a charitable organization for no consideration.
- F2Held by the Arnold Fishman Revocable Trust of which Mr. Fishman is the trustee. Mr. Fishman disclaims beneficial ownership of any securities in which he doesn't have a pecuniary interest.
- F3Shares held in the name of Judy Fishman, spouse of Mr. Fishman.