SEC Form 4 · accession 0001140361-18-000388
AeroVironment Inc · AVAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles R Holland
Director
Period of report
Dec 29, 2017
Accepted (ET)
Jan 3, 2018 · 2:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 29, 2017 | A | 2,000 | $32.19 | A | 45,148 | D | |
| Common Stock | Dec 29, 2017 | A | 5,000 | $25.77 | A | 50,148 | D | |
| Common Stock | Jan 2, 2018 | A | 3,000 | $31.15 | A | 53,148 | D | |
| Common Stock | Jan 2, 2018 | A | 4,000 | $29.79 | A | 57,148 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $32.19 | Dec 29, 2017 | M | 2,000 | D | — | Jul 30, 2018 | Common Stock | 2,000 | 0 | D |
| Options to Purchase Common StockF2 | $25.77 | Dec 29, 2017 | M | 5,000 | D | — | Jul 21, 2022 | Common Stock | 5,000 | 0 | D |
| Options to Purchase Common StockF3 | $31.15 | Jan 2, 2018 | M | 3,000 | D | — | Jul 22, 2019 | Common Stock | 3,000 | 0 | D |
| Options to Purchase Common StockF4 | $29.79 | Jan 2, 2018 | M | 4,000 | D | — | May 11, 2021 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1The options vested in five equal annual installments beginning July 30, 2009, all of which have now been exercised.
- F2The options vested in five equal annual installments beginning June 21, 2013, all of which have now been exercised.
- F3The options vested in five equal annual installments beginning July 22, 2010, all of which have now been exercised.
- F4The options vested in five equal annual installments beginning May 11, 2012, all of which have now been exercised.