SEC Form 4 · accession 0001140361-17-028400
AeroVironment Inc · AVAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy E Conver
Director · Other
Period of report
Jul 19, 2017
Accepted (ET)
Jul 21, 2017 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F6 | Jul 19, 2017 | S | 2,000 | $38.15 | D | 1,992,735 | I | See Footnote |
| Common StockF3,F6 | Jul 19, 2017 | S | 1,800 | $38.12 | D | 1,990,935 | I | See Footnote |
| Common StockF4,F6 | Jul 20, 2017 | S | 2,000 | $38.23 | D | 1,988,935 | I | See Footnote |
| Common StockF5,F6 | Jul 20, 2017 | S | 1,800 | $38.24 | D | 1,987,135 | I | See Footnote |
| Common Stock | holding | — | — | — | 58,138 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Conver, as Trustee of The Conver Family Trust on January 10, 2017.
- F2The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $38.02 - $38.41. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3The price represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $37.91 - $38.26. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4The price represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $38.06 - $38.43. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F5The price represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $38.10 - $38.39. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F6Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.