SEC Form 4 · accession 0001140361-17-027901
AeroVironment Inc · AVAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Edward R Muller
Director
Period of report
Jul 13, 2017
Accepted (ET)
Jul 14, 2017 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 13, 2017 | J | 2,844 | $0.00 | D | 19,839 | D | |
| Common StockF2 | Jul 13, 2017 | J | 2,844 | $0.00 | A | 9,484 | I | See Footnote |
| Common StockF3 | holding | — | — | — | 801 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction was a transfer of direct ownership by reporting person to indirect ownership (Family Trust).
- F2Shares are held by the Edward R. Muller and Patricia E. Bauer 1991 Family Trust, of which Mr. Muller is one of the trustees. Mr. Muller disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.
- F3Shares are held by the Edward R. Muller IRA of which Mr. Muller has sole power of disposition.