SEC Form 4 · accession 0001140361-17-027253
AeroVironment Inc · AVAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arnold L Fishman
Director
Period of report
Jun 30, 2017
Accepted (ET)
Jul 5, 2017 · 8:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2017 | A | 2,879 | $0.00 | A | 15,373 | D | |
| Common StockF2 | holding | — | — | — | 298,322 | I | See footnote | |
| Common StockF3 | holding | — | — | — | 6,500 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Awards vest in 3 equal installments on each of July 11, 2018, 2019 and 2020.
- F2Held by the Arnold Fishman Revocable Trust of which Mr. Fishman is the trustee. Mr. Fishman disclaims beneficial ownership of any securities in which he doesn't have a pecuniary interest
- F3Shares held in the name of Judy Fishman, spouse of Mr. Fishman.