SEC Form 4 · accession 0001140361-17-015126
AeroVironment Inc · AVAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirk J. Flittie
Officer — VP & General Manager of UAS
Period of report
Apr 4, 2017
Accepted (ET)
Apr 6, 2017 · 2:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 4, 2017 | M | 2,062 | $20.75 | A | 20,312 | D | |
| Common StockF1 | holding | — | — | — | 34,263 | I | Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF2 | $20.75 | Apr 4, 2017 | M | 2,062 | D | — | Jun 13, 2017 | Common Stock | 2,062 | 15,000 | D |
Explanation of responses
- F1Held by the Kirk and Jennifer Flittie Family Trust, of which Mr. Flittie is one of the trustees. Mr. Flittie disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.
- F2All options are fully exerciseable.