SEC Form 4 · accession 0001140361-16-047992
AeroVironment Inc · AVAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cathleen S Cline
Officer — Senior VP of Administration
Period of report
Jan 14, 2016
Accepted (ET)
Jan 19, 2016 · 11:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 14, 2016 | M | 10,000 | $0.593 | A | 28,318 | D | |
| Common StockF1 | Jan 14, 2016 | S | 10,000 | $26.11 | D | 18,318 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase Common Stock) | $0.593 | Jan 14, 2016 | M | 10,000 | D | Jun 23, 1998 | Jun 23, 2018 | Common Stock | 10,000 | 25,189 | D |
Explanation of responses
- F1The price reported represents the weighted average price of shares sold. Shares were sold at varying prices in the range of $26.00 - $26.22. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.