SEC Form 4 · accession 0001140361-15-025629
AeroVironment Inc · AVAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arnold L Fishman
Director
Period of report
Jun 24, 2015
Accepted (ET)
Jun 26, 2015 · 9:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 24, 2015 | A | 4,119 | $0.00 | A | 8,409 | D | |
| Common StockF2 | holding | — | — | — | 296,322 | I | See footnote | |
| Common StockF3 | holding | — | — | — | 6,500 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are subject to a right of forfeiture in favor of the Company that lapses with respect to 823 shares on July 11, 2016 and 824 shares on each of July 11, 2017, 2018, 2019 and 2020.
- F2Held by the Arnold Fishman Revocable Trust of which Mr. Fishman is the trustee. Mr. Fishman disclaims beneficial ownership of any securities in which he doesn't have a pecuniary interest.
- F3Shares held in the name of Judy Fishman, spouse of Mr. Fishman.