SEC Form 4 · accession 0001140361-15-025618
AeroVironment Inc · AVAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas E Scott
Officer — SVP and General Counsel
Period of report
Jun 24, 2015
Accepted (ET)
Jun 26, 2015 · 8:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 24, 2015 | A | 5,000 | $0.00 | A | 20,045 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase)F2 | $26.70 | Jun 24, 2015 | A | 10,000 | A | — | Jun 24, 2025 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The shares are subject to a right of forfeiture in favor of the Company that lapses with respect to 1,000 shares on each of July 11, 2016, 2017, 2018, 2019 and 2020.
- F2The options vest in five equal annual installments beginning one year from the date of grant.