SEC Form 4 · accession 0001140361-15-018445
AeroVironment Inc · AVAV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas E Scott
Officer — SVP and General Counsel
Period of report
Aug 1, 2014
Accepted (ET)
May 8, 2015 · 2:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368622
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2014 | A | 3,645 | $0.00 | A | 18,645 | D | |
| Common Stock | Oct 6, 2014 | S | 3,600 | $29.29 | D | 15,045 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase)F2 | $31.27 | Aug 1, 2014 | A | 8,117 | A | — | Aug 1, 2024 | Common Stock | 8,117 | 8,117 | D |
Explanation of responses
- F1The shares are subject to a right of forfeiture in favor of the Company that lapses with respect to 729 shares on each of October 5, 2015, 2016, 2017, 2018 and 2019.
- F2The options vest in five equal annual installments beginning one year from the date of grant.