SEC Form 4 · accession 0001193805-15-001993
ADMA BIOLOGICS, INC. · ADMA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerrold B Grossman
Director
Period of report
Dec 2, 2015
Accepted (ET)
Dec 4, 2015 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 par value per shareF1,F2,F3 | Dec 2, 2015 | P | 6,000 | $9.1601 | A | 56,058 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.145 to $9.20 per share. The reporting person undertakes to provide to ADMA Biologics, Inc., any security holder of ADMA Biologics, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased by it at each separate price on December 2, 2015.
- F238,294 of these shares are held by the Genesis Foundation, an entity for which Jerrold Grossman has the power to vote and dispose of the shares of common stock of ADMA Biologics, Inc.
- F3On October 21, 2015, the reporting person resigned as the managing member of Maggro, LLC. Therefore, as of October 21, 2015 the reporting person is no longer the beneficial owner of 528,016 shares of the Issuer's Common Stock held by Maggro, LLC. The reporting person disclaims beneficial ownership of the Issuer's Common Stock held by Maggro, LLC, except to the extent of his nominal pecuniary interest therein.