SEC Form 4/A · accession 0001225208-16-030349
Sally Beauty Holdings, Inc. · SBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David W Gibbs
Director
Period of report
Mar 3, 2016
Accepted (ET)
Mar 28, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368458
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Mar 3, 2016 | A | 1,838 | A | Sep 30, 2016 | — | Common Stock | 1,838 | 1,838 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F2The number of restricted stock units granted to reporting person on March 3, 2016 was incorrectly reported. The number of restricted stock units granted to the reporting person was prorated to reflect the number of days the reporting person served as a director of the Issuer during Issuer's 2016 fiscal year and was based on the closing market price of the Issuer's common stock ($31.50) on March 3, 2016, the date that such reporting person's service on the Issuer's Board of Directors commenced.
- F3The restricted stock units vest on September 30, 2016.