SEC Form 4 · accession 0001225208-16-026104
Sally Beauty Holdings, Inc. · SBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janna Minton
Officer — Group VP, CAO & Controller
Period of report
Feb 9, 2016
Accepted (ET)
Feb 11, 2016 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2016 | M | 10,000 | $7.42 | A | 29,832 | D | |
| Common StockF1 | Feb 9, 2016 | S | 5,196 | $30.2038 | D | 24,636 | D | |
| Common StockF2 | Feb 9, 2016 | S | 10,000 | $30.1573 | D | 14,636 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $7.42 | Feb 9, 2016 | M | 10,000 | D | — | Oct 21, 2019 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Reflects the weighted average sale price. The range of prices for these transactions was $30.07 to $30.25. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Reflects the weighted average sale price. The range of prices for these transactions was $30.035 to $30.26. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The options vest annually in four equal installments beginning on October 20, 2010.