SEC Form 4 · accession 0001225208-16-025808
Sally Beauty Holdings, Inc. · SBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Flaherty
Officer — SVP and CFO
Period of report
Feb 4, 2016
Accepted (ET)
Feb 8, 2016 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 4, 2016 | M | 15,000 | $23.49 | A | 40,290 | D | |
| Common Stock | Feb 4, 2016 | M | 15,000 | $19.21 | A | 55,290 | D | |
| Common Stock | Feb 4, 2016 | S | 30,000 | $29.30 | D | 25,290 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $19.21 | Feb 4, 2016 | M | 15,000 | D | — | Oct 26, 2021 | Common Stock | 15,000 | 12,484 | D |
| Employee Stock Option (Right to Buy)F3 | $23.49 | Feb 4, 2016 | M | 15,000 | D | — | Oct 29, 2022 | Common Stock | 15,000 | 31,397 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on September 1, 2015.
- F2The options vest annually in four equal installments beginning on October 25, 2012.
- F3The options vest annually in four equal installments beginning on October 28, 2013.