SEC Form 4 · accession 0001225208-16-025807
Sally Beauty Holdings, Inc. · SBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Olen Haltom
Officer — SVP, GC & Secretary
Period of report
Feb 4, 2016
Accepted (ET)
Feb 8, 2016 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 4, 2016 | M | 18,564 | $19.21 | A | 29,778 | D | |
| Common Stock | Feb 4, 2016 | M | 5,589 | $23.49 | A | 35,367 | D | |
| Common Stock | Feb 4, 2016 | S | 24,153 | $29.30 | D | 11,214 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $19.21 | Feb 4, 2016 | M | 18,564 | D | — | Oct 26, 2021 | Common Stock | 18,564 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $23.49 | Feb 4, 2016 | M | 5,589 | D | — | Oct 29, 2022 | Common Stock | 5,589 | 43,087 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on December 2, 2015.
- F2The options vest annually in four equal installments beginning on October 25, 2012.
- F3The options vest annually in four equal installments beginning on October 28, 2013.