SEC Form 4 · accession 0001225208-15-021425
Sally Beauty Holdings, Inc. · SBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Gregory Spinks
Officer — President-Beauty Systems Group
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2015 | M | 7,500 | $7.42 | A | 21,522 | D | |
| Common Stock | Nov 20, 2015 | S | 7,500 | $26.03 | D | 14,022 | D | |
| Common Stock | holding | — | — | — | 2,283 | I | by 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $7.42 | Nov 20, 2015 | M | 7,500 | D | — | Oct 21, 2019 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on September 4, 2015.
- F2The options vest annually in four equal installments beginning on October 20, 2010.