SEC Form 4 · accession 0001225208-15-021098
Sally Beauty Holdings, Inc. · SBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Flaherty
Officer — SVP and CFO
Period of report
Nov 17, 2015
Accepted (ET)
Nov 19, 2015 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2015 | M | 3,172 | $7.42 | A | 40,462 | D | |
| Common Stock | Nov 17, 2015 | M | 2,436 | $7.42 | A | 42,898 | D | |
| Common Stock | Nov 17, 2015 | M | 1,904 | $8.80 | A | 44,802 | D | |
| Common Stock | Nov 17, 2015 | S | 19,512 | $25.00 | D | 25,290 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $7.42 | Nov 17, 2015 | M | 3,172 | D | — | Oct 21, 2019 | Common Stock | 3,172 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $8.80 | Nov 17, 2015 | M | 1,904 | D | — | Oct 24, 2017 | Common Stock | 1,904 | 0 | D |
| Employee Stock Option (Right to Buy)F4 | $7.42 | Nov 17, 2015 | M | 2,436 | D | Sep 30, 2008 | Sep 30, 2018 | Common Stock | 2,436 | 0 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on September 1, 2015.
- F2The options vest annually in four equal installments beginning on October 20, 2010.
- F3The options vest annually in four equal installments beginning on October 23, 2008.
- F4Options are exercisable in four equal annual installments beginning on September 30, 2008.