SEC Form 4 · accession 0001225208-15-020089
Sally Beauty Holdings, Inc. · SBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Flaherty
Officer — SVP and CFO
Period of report
Oct 28, 2015
Accepted (ET)
Oct 30, 2015 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2015 | F | 1,251 | $23.45 | D | 37,290 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2 | $23.45 | Oct 28, 2015 | A | 100,986 | A | — | Oct 28, 2025 | Common Stock | 100,986 | 100,986 | D |
Explanation of responses
- F1Grant of options under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.
- F2The options vest in three equal annual installments beginning on September 30, 2016.