SEC Form 4 · accession 0001225208-15-019956
Sally Beauty Holdings, Inc. · SBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Winterhalter
Officer — Executive Chairman · Director
Period of report
Oct 26, 2015
Accepted (ET)
Oct 28, 2015 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 26, 2015 | M | 83,000 | $19.21 | A | 232,634 | D | |
| Common StockF1 | Oct 26, 2015 | S | 83,000 | $23.0985 | D | 149,634 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $19.21 | Oct 26, 2015 | M | 83,000 | D | — | Oct 26, 2021 | Common Stock | 83,000 | 0 | D |
Explanation of responses
- F1Reflects the weighted average sale price. The range of prices for these transactions was $22.54 to $23.31. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The options vest annually in four equal installments beginning on October 25, 2012.