SEC Form 4 · accession 0001225208-15-003399
Sally Beauty Holdings, Inc. · SBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janna Minton
Officer — VP, CAO & Controller
Period of report
Feb 9, 2015
Accepted (ET)
Feb 10, 2015 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2015 | M | 20,000 | $7.42 | A | 40,195 | D | |
| Common StockF1 | Feb 9, 2015 | S | 20,000 | $32.2262 | D | 20,195 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $7.42 | Feb 9, 2015 | M | 20,000 | D | — | Oct 21, 2019 | Common Stock | 20,000 | 10,000 | D |
Explanation of responses
- F1Reflects the weighted average sale price. The range of prices for these transactions was $32.18 to $32.35. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- F2The options vest annually in four equal installments beginning on October 20, 2010.