SEC Form 4 · accession 0001225208-15-000999
Sally Beauty Holdings, Inc. · SBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian E. Walker
Officer — SVP and CHRO
Period of report
Jan 5, 2015
Accepted (ET)
Jan 7, 2015 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 5, 2015 | A | 4,988 | $0.00 | A | 4,988 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $30.07 | Jan 5, 2015 | A | 33,592 | A | — | Jan 5, 2025 | Common Stock | 33,592 | 33,592 | D |
Explanation of responses
- F1Grant of Restricted Stock under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.
- F2The restrictions on the shares shall lapse annually in four equal installments beginning on January 4, 2016.
- F3Grant of options under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.
- F4The options vest in four equal annual installments beginning on January 4, 2016.