SEC Form 4/A · accession 0001127602-18-032282
Sally Beauty Holdings, Inc. · SBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Brently G. Baxter
Officer — GVP, PAO & Controller
Period of report
Nov 1, 2018
Accepted (ET)
Nov 6, 2018 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368458
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2,F3 | $18.14 | Nov 1, 2018 | A | 13,054 | A | — | Nov 1, 2028 | Common Stock | 13,054 | 13,054 | D |
Explanation of responses
- F1Grant of options under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.
- F2The options vest in three equal annual installments beginning on September 30, 2019.
- F3The expiration date of the employee stock option was reported incorrectly on the reporting person's original Form 4.