SEC Form 4 · accession 0001127602-18-032166
Sally Beauty Holdings, Inc. · SBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Scott C Sherman
Officer — SVP & CHRO
Period of report
Nov 1, 2018
Accepted (ET)
Nov 5, 2018 · 7:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 1, 2018 | A | 8,186 | $0.00 | A | 15,711 | D | |
| Common Stock | Nov 1, 2018 | A | 701 | $0.00 | A | 16,412 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $18.14 | Nov 1, 2018 | A | 26,109 | A | — | Sep 30, 2028 | Common Stock | 26,109 | 26,109 | D |
Explanation of responses
- F1Grant of Restricted Stock under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.
- F2The restrictions on the shares shall lapse annually in three equal installments beginning on September 30, 2019.
- F3Grant of options under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.
- F4The options vest in three equal annual installments beginning on September 30, 2019.