SEC Form 4 · accession 0001127602-18-032141
Sally Beauty Holdings, Inc. · SBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert R McMaster
Director · Other
Period of report
Nov 1, 2018
Accepted (ET)
Nov 5, 2018 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368458
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 1, 2018 | A | 10,474 | A | Sep 30, 2019 | — | Common Stock | 10,474 | 10,474 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2The restricted stock units vest on September 30, 2019. Vested shares will be delivered to the reporting person on the earlier of i) January 15, 2020, ii) the date such reporting person's service as a Director of the Issuer has terminated or iii) upon change in control of ownership of the Issuer.