SEC Form 4 · accession 0001127602-18-018781
Sally Beauty Holdings, Inc. · SBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aaron E Alt
Officer — SVP, CFO & CAO
Period of report
May 22, 2018
Accepted (ET)
May 24, 2018 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 22, 2018 | P | 3,500 | $15.10 | A | 3,500 | D | |
| Common StockF1,F2 | May 22, 2018 | A | 62,119 | $0.00 | A | 65,619 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $15.10 | May 22, 2018 | A | 98,087 | A | — | May 22, 2028 | Common Stock | 98,087 | 98,087 | D |
Explanation of responses
- F1Grant of Restricted Stock under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.
- F2The restrictions on the shares shall lapse annually in three equal installments beginning on May 22, 2019.
- F3Grant of options under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.
- F4The options vest in three equal annual installments beginning on May 22, 2019.