SEC Form 4 · accession 0001127602-17-033139
Sally Beauty Holdings, Inc. · SBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward W Rabin
Director
Period of report
Nov 21, 2017
Accepted (ET)
Nov 22, 2017 · 1:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 21, 2017 | P | 3,750 | $15.4881 | A | 70,000 | I | By Trust |
| Common Stock | holding | — | — | — | 14,351 | D | ||
| Common StockF3 | holding | — | — | — | 11,500 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted average purchase price. The range of prices for these transactions was $15.34 to $15.53. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.
- F2Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family.
- F3Shares held by Jackie Rabin SEP IRA, f/b/o Jackie Rabin.