SEC Form 4 · accession 0001127602-17-026335
Sally Beauty Holdings, Inc. · SBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward W Rabin
Director
Period of report
Aug 21, 2017
Accepted (ET)
Aug 23, 2017 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 21, 2017 | P | 1,250 | $17.876 | A | 66,250 | I | By Trust |
| Common StockF2 | holding | — | — | — | 11,903 | D | ||
| Common StockF4 | holding | — | — | — | 11,500 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted average purchase price. The range of prices for these transactions was $17.765 to $17.93. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.
- F2The reporting person timely reported the purchase of 3,500 shares on May 25, 2017 and 1,250 shares on May 30, 2017, but inadvertently reported such shares as being held directly by the reporting person, when such shares are held indirectly through the trust. This Form 4 correctly reports the reporting person's balance held directly and indirectly through the trust.
- F3Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family.
- F4Shares held by Jackie Rabin SEP IRA, f/b/o Jackie Rabin.