SEC Form 4 · accession 0001127602-17-019389
Sally Beauty Holdings, Inc. · SBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward W Rabin
Director
Period of report
May 23, 2017
Accepted (ET)
May 25, 2017 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 23, 2017 | P | 2,250 | $17.83 | A | 14,153 | D | |
| Common StockF2 | May 24, 2017 | P | 1,250 | $17.51 | A | 15,403 | D | |
| Common StockF3 | holding | — | — | — | 56,000 | I | By Trust | |
| Common StockF4 | holding | — | — | — | 10,000 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted average purchase price. The range of prices for these transactions was $17.59 to $17.91. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.
- F2Reflects the weighted average purchase price. The range of prices for these transactions was $17.40 to $17.63. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.
- F3Shares held by Edward Rabin Trust, f/b/o Edward Rabin, Jackie Rabin and family.
- F4Shares held by Jackie Rabin SEP IRA, f/b/o Jackie Rabin.