SEC Form 4 · accession 0001127602-17-004825
Sally Beauty Holdings, Inc. · SBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janna Minton
Officer — GVP, CAO & Controller
Period of report
Feb 7, 2017
Accepted (ET)
Feb 9, 2017 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2017 | M | 11,250 | $11.39 | A | 26,639 | D | |
| Common StockF1 | Feb 7, 2017 | S | 11,250 | $22.8842 | D | 15,389 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $11.39 | Feb 7, 2017 | M | 11,250 | D | — | Oct 19, 2020 | Common Stock | 11,250 | 33,750 | D |
Explanation of responses
- F1Reflects the weighted average purchase price. The range of prices for these transactions was $22.835 to $22.91. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.
- F2The options vest annually in four equal installments beginning on October 18, 2011.