SEC Form 4 · accession 0001127602-16-066065
Sally Beauty Holdings, Inc. · SBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward W Rabin
Director
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368458
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 1, 2016 | A | 4,896 | A | Sep 30, 2017 | — | Common Stock | 4,896 | 4,896 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- F2The restricted stock units vest on September 30, 2017. Vested shares will be delivered to the reporting person as to fifty-percent on September 30, 2017 and as to fifty-percent on the date such reporting person's service as a Director of the Issuer has terminated.