SEC Form 4 · accession 0001127602-16-066055
Sally Beauty Holdings, Inc. · SBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Gregory Spinks
Officer — President-Beauty Systems Group
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368458
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2 | $25.53 | Nov 1, 2016 | A | 57,959 | A | — | Nov 1, 2026 | Common Stock | 57,959 | 57,959 | D |
Explanation of responses
- F1Grant of options under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.
- F2The options vest in three equal annual installments beginning on September 30, 2017.