SEC Form 4 · accession 0001127602-16-064124
Sally Beauty Holdings, Inc. · SBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erin Nealy Cox
Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 30, 2016 | M | 28 | — | A | 28 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Sep 30, 2016 | M | 28 | D | Sep 30, 2016 | — | Common Stock | 28 | 540 | D |
Explanation of responses
- F1Represents the conversion to common stock of 28 restricted stock units, on a one-for-one basis, granted to the reporting person on August 1, 2016 for service as a director. The remaining 540 restricted stock units granted to the reporting person on August 1, 2016 will convert to common stock on the date her service as a director terminates.
- F2Restricted stock units convert into common stock on a one-for-one basis.