SEC Form 4 · accession 0001127602-16-059436
Sally Beauty Holdings, Inc. · SBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erin Nealy Cox
Director
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368458
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Aug 1, 2016 | A | 568 | A | Sep 30, 2016 | — | Common Stock | 568 | 568 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to recieve one share of the Issure's common stock.
- F2The number of restricted stock units granted to the reporting person was prorated to reflect the number of days the reporting person served as a director of the Issuer during Issuer's 2016 fiscal year and was based on the closing market price of the Issure's common stock ($29.33) on August 1, 2016, the date that such reporting person's service on the Issuer's Board of Directors commenced.
- F3The restricted stock units vest on September 30, 2016.