SEC Form 4 · accession 0001415889-15-002825
REMARK HOLDINGS, INC. · MARK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kai-Shing Tao
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Aug 18, 2015
Accepted (ET)
Aug 20, 2015 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368365
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F1 | $4.10 | Aug 18, 2015 | A | 350,000 | A | — | Aug 18, 2025 | Common Stock | 350,000 | 350,000 | D |
Explanation of responses
- F1These options will not be exercisable unless and until they are approved by stockholders, and if stockholders do not approve the options on or prior to the first anniversary of their issuance, the options will terminate and Mr. Tao will not have any rights with respect thereto.