SEC Form 3 · accession 0001368365-18-000048
REMARK HOLDINGS, INC. · MARK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alison Davidson
Officer — Interim CFO
Period of report
Aug 13, 2018
Accepted (ET)
Aug 17, 2018 · 8:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F1 | $6.30 | holding | — | — | — | — | Feb 18, 2024 | Common Stock | 25,000 | — | D |
| Stock option (right to buy)F1 | $6.30 | holding | — | — | — | — | Feb 19, 2024 | Common Stock | 25,000 | — | D |
| Stock option (right to buy)F1 | $4.05 | holding | — | — | — | — | Jul 1, 2025 | Common Stock | 150,000 | — | D |
| Stock option (right to buy)F1 | $4.44 | holding | — | — | — | — | Jan 20, 2026 | Common Stock | 150,000 | — | D |
| Stock option (right to buy)F1 | $1.99 | holding | — | — | — | — | Jun 20, 2027 | Common Stock | 150,000 | — | D |
Explanation of responses
- F1These options were granted under the 2014 Incentive Plan, as amended. All of these options are fully vested.