SEC Form 4 · accession 0001368365-18-000004
REMARK HOLDINGS, INC. · MARK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kai-Shing Tao
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Jan 19, 2018
Accepted (ET)
Jan 24, 2018 · 6:03 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368365
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F1,F2 | $7.81 | Jan 19, 2018 | A | 1,300,000 | A | Jan 19, 2018 | Dec 15, 2027 | Common Stock | 1,300,000 | 1,300,000 | D |
Explanation of responses
- F1These options were awarded under the 2017 Incentive Plan on December 15, 2017, contingent on stockholder approval of the 2017 Incentive Plan. Stockholders approved the 2017 Incentive Plan on January 19, 2018.
- F2These options vested in full upon stockholder approval of the 2017 Incentive Plan on January 19, 2018.