SEC Form 4 · accession 0001368365-17-000035
REMARK HOLDINGS, INC. · MARK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brett Ratner
Director
Period of report
Jun 20, 2017
Accepted (ET)
Jun 22, 2017 · 9:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368365
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right ot buy)F1 | $1.99 | Jun 20, 2017 | A | 75,000 | A | — | Jun 20, 2027 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1These options are granted under the 2014 Incentive Plan, as amended. Half of these options will be deemed to vest on June 30, 2017 and 1/4 of these options will be deemed to vest on each of September 30, 2017 and December 31, 2017.