SEC Form 4 · accession 0001368365-17-000002
REMARK HOLDINGS, INC. · MARK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas Osrow
Officer — Chief Financial Officer
Period of report
Jan 25, 2017
Accepted (ET)
Jan 27, 2017 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 25, 2017 | S | 5,000 | $3.18 | D | 75,700 | D | |
| Common StockF2 | Jan 26, 2017 | S | 5,300 | $3.12 | D | 70,400 | D | |
| Common StockF2 | Jan 27, 2017 | S | 5,000 | $3.14 | D | 65,400 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions in the following price ranges: (i) $3.10 to $3.32 on January 25, 2017, (ii) $3.01 to $3.19 on January 26, 2017 and (iii) $3.03 to $3.25 on January 27, 2017. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares sold at each separate price.