SEC Form 4 · accession 0000921895-17-000067
REMARK HOLDINGS, INC. · MARK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas Osrow
Officer — Chief Financial Officer
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 6:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 17, 2017 | S | 2,500 | $3.34 | D | 101,500 | D | |
| Common StockF2 | Jan 18, 2017 | S | 2,500 | $3.24 | D | 99,000 | D | |
| Common StockF2 | Jan 19, 2017 | S | 2,500 | $3.17 | D | 96,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions in the following price ranges: (i) $3.26 to $3.39 on January 17, 2017, (ii) $3.20 to $3.26 on January 18, 2017 and (iii) $3.12 to $3.29 on January 19, 2017. The reporting person undertakes to provide upon request by the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission full information regarding the number of shares sold at each separate price.