SEC Form 4 · accession 0000921895-16-006182
REMARK HOLDINGS, INC. · MARK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kai-Shing Tao
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 7:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368365
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F1 | $4.04 | Nov 9, 2016 | A | 1,500,000 | A | — | Nov 9, 2026 | Common Stock | 1,500,000 | 1,500,000 | D |
Explanation of responses
- F1These options were granted under the 2014 Incentive Plan. These options vested in full on the grant date.