SEC Form 4 · accession 0000921895-15-001808
REMARK HOLDINGS, INC. · MARK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kai-Shing Tao
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Jul 28, 2015
Accepted (ET)
Jul 30, 2015 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368365
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F1 | $4.29 | Jul 28, 2015 | A | 650,000 | A | — | Jul 28, 2025 | Common Stock | 650,000 | 650,000 | D |
Explanation of responses
- F1These options were granted under the 2014 Incentive Plan. 1/2 of these options vested on the grant date and 1/4 of these options will vest on each of September 30, 2015 and December 31, 2015.