SEC Form 4 · accession 0001209191-17-057216
Highpower International, Inc. · HPJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wen Liang Li
Director · 10% Owner
Period of report
Oct 13, 2017
Accepted (ET)
Oct 17, 2017 · 7:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Oct 13, 2017 | S | 4,070 | $5.5246 | D | 1,656,178 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported herein were made pursuant to a 10b5-1 trading plan entered into by the Reporting Person and Morgan Stanley, as broker.
- F2The aggregate number of shares sold by Reporting Person on the same day at different prices.
- F3Represents the weighted average sales price. The shares were sold at prices ranging from $5.50 to $5.60 per share. Full information regarding the number of shares sold at each price will be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.