SEC Form 4 · accession 0001209191-17-053523
Highpower International, Inc. · HPJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wen Liang Li
Director · 10% Owner
Period of report
Sep 18, 2017
Accepted (ET)
Sep 20, 2017 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 18, 2017 | S | 100 | $5.00 | D | 2,089,645 | D | |
| Common StockF2,F3 | Sep 19, 2017 | S | 117,224 | $5.0396 | D | 1,972,421 | D | |
| Common StockF2,F4 | Sep 20, 2017 | S | 83,152 | $5.1059 | D | 1,889,269 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported herein were made pursuant to a 10b5-1 trading plan entered into by the Reporting Person and Morgan Stanley, as broker.
- F2The aggregate number of shares sold by Reporting Person on the same day at different prices.
- F3Represents the weighted average sales price. The shares were sold at prices ranging from $5.00 to $5.15 per share. Full information regarding the number of shares sold at each price will be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer or any security holder, upon request.
- F4Represents the weighted average sales price. The shares were sold at prices ranging from $5.00 to $5.35 per share. Full information regarding the number of shares sold at each price will be provided to the Staff, Issuer or any security holder, upon request.