SEC Form 4 · accession 0001209191-17-038101
Highpower International, Inc. · HPJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wen Liang Li
Director · 10% Owner
Period of report
Jun 1, 2017
Accepted (ET)
Jun 6, 2017 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2017 | S | 100 | $5.00 | D | 2,133,870 | D | |
| Common StockF1,F2 | Jun 5, 2017 | S | 44,125 | $5.1186 | D | 2,089,745 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The aggregate number of shares sold by Reporting Person on the same day at different prices.
- F2Represents the weighted average sales price. The shares were sold at prices ranging from $5.00 to $5.40 per share. Full information regarding the number of shares sold at each price will be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.