SEC Form 4 · accession 0001209191-17-010920
Highpower International, Inc. · HPJ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sunny Pan
Officer — CFO
Period of report
Feb 12, 2017
Accepted (ET)
Feb 14, 2017 · 9:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368308
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F1,F2 | $2.20 | Feb 12, 2017 | A | 15,000 | A | Feb 12, 2018 | Feb 12, 2027 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2008 Omnibus Incentive Plan.
- F2Options vest one-third (1/3) on each anniversary date of the grant beginning February 12, 2018, and will be fully vested on February 12, 2020.