SEC Form 4 · accession 0001179110-17-005558
Clean Energy Fuels Corp. · CLNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew J Littlefair
Officer — CEO and President · Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2017 | A | 460,536 | — | A | 1,528,160 | D | |
| Common Stock | Mar 31, 2017 | F | 238,493 | $2.55 | D | 1,289,667 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an award of 460,536 fully vested shares of the Issuer's common stock. Such stock award was granted in exchange for the reporting person's surrender and cancellation of certain option awards to purchase the equity of an indirect subsidiary of the Issuer in connection with the sale of certain assets of such indirect subsidiary.
- F2Shares were withheld by the Issuer to pay the tax withholding obligations that arose upon the grant of the stock award reported in this statement.