SEC Form 4 · accession 0001179110-16-032896
Clean Energy Fuels Corp. · CLNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Boone Pickens
Director · 10% Owner
Period of report
Dec 9, 2016
Accepted (ET)
Dec 13, 2016 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 9, 2016 | S | 325,000 | $3.4796 | D | 14,145,000 | D | |
| Common StockF2 | Dec 12, 2016 | S | 500,000 | $3.4435 | D | 13,645,000 | D | |
| Common StockF3 | Dec 13, 2016 | S | 655,515 | $3.3458 | D | 12,989,485 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold in multiple separate transactions at prices ranging from $3.43 to $3.525, inclusive, with a weighted average sale price of $3.4796. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
- F2The shares were sold in multiple separate transactions at prices ranging from $3.40 to $3.535, inclusive, with a weighted average sale price of $3.4435. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
- F3The shares were sold in multiple separate transactions at prices ranging from $3.23 to $3.49, inclusive, with a weighted average sale price of $3.3458. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.